General Compliance Topics

1.  Compliance Risk Assessment Tool

Posted 04-20-2017 12:34 PM
I am relatively new to the compliance area for our facility, wondering if there is a good compliance risk assessment tool that I could review to start the process for our facility.

Jayne Anderson
Director of Quality/Risk
Riverwood Health Care

2.  RE: Compliance Risk Assessment Tool

Posted 10-11-2017 11:26 AM
I'd be happy to discuss how Huntington Ingalls Industries used the Fraud Triangle methodology to turn our compliance program around.  Out of necessity we needed to understand the why and how of employees engaging in misconduct.  Policy/procedure/controls management wasn't working.  For two years we developed and tested a risk model around the tenets of the Fraud Triangle.  We use this model for every compliance area/topic to determine the risk of an employee rationalizing misconduct (ethics), opportunity for an employee to engage in misconduct (controls/compliance), and succumbing to pressure (leadership).  I'll be at CEI in Las Vegas on 10/16-18/2017, and am happy to discuss further.  If you're not available you can get more information at   This is the company that we worked with to develop the compliance management system we use.  Feel free to contact me via LinkedIn as well.

Mitchell Todd Thompson CCEP
Manager, Risk and Compliance
Ingalls Shipbuilding

3.  RE: Compliance Risk Assessment Tool

Posted 10-11-2017 12:29 PM
I use the HIPAA E-Tool product. It was extremely helpful for my policies and procedures and just getting me started. See for further information.

Carl Russell
Compliance Analyst
Delta Dental of Idaho

Anything I say is my sole opinion and not of my company.

4.  RE: Compliance Risk Assessment Tool

Posted 10-12-2017 01:32 PM
Our clients have used the following tools, which all have different features but generally the same overall goal:

ComplyAssistant -
ComplyHub - http://complyhub-product-brief/thank-you/
Healthicity -

Also, Compliance360, but its a large system and accordingly, expensive.

Mention my name if you reach out, they should take care of you.  Full disclosure, we are not a VAR, nor do I have any financial interest in these solutions.

Adam Hawkins
Vice President
CynergisTek, Inc.
512.402.8550 x7010