Investment Management

SECURITIES OFFERING REFORM: Final rule.  

02-25-2009 02:55 PM

SECURITIES OFFERING REFORM
AGENCY: Securities and Exchange Commission.
ACTION: Final rule.
SUMMARY: The Securities and Exchange Commission is adopting rules that will modify and advance significantly the registration, communications, and offering processes under the Securities Act of 1933. Today’s rules will eliminate unnecessary and outmoded restrictions on offerings. In addition, the rules will provide more timely investment information to investors without mandating delays in the offering process that we believe would be inconsistent with the needs of issuers for timely access to capital. The rules also will continue our long-term efforts toward integrating disclosure and processes under the Securities Act and the Securities Exchange Act of 1934. The rules will further these goals by addressing communications related to registered securities offerings, delivery of information to investors, and procedural aspects of the offering and capital formation processes.
EFFECTIVE DATE: December 1, 2005

Statistics
0 Favorited
3 Views
1 Files
0 Shares
3 Downloads

Tags and Keywords

Attachment(s)
pdf file
SECURITIES OFFERING REFORM Final rule3.pdf   2.18 MB   1 version
Uploaded - 02-25-2009

Related Entries and Links

No Related Resource entered.