General Compliance Topics

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  • 1.  Compliance requirements for private vs. public company?

    Posted 07-29-2022 01:19 PM
    I'm wondering if/how compliance requirements differ between privately held vs. public companies. I recall a recent presentation that included a discussion about IPO considerations, with the point that a Code of Conduct is an SEC (or whoever) requirement - which causes me to ask: are there others? Does anyone know of resources to get a better understanding of differing requirements as determined by company ownership structure? TIA! 

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    Mary Anne Lang, MSN, CHC
    Senior Manager, Customer Service & Compliance
    Lingraphica
    Gambrills,MD
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    SCCE Membership


  • 2.  RE: Compliance requirements for private vs. public company?

    Posted 09-27-2022 08:32 AM

    Good morning Mary Ann,

    I hope someone can provide insight to your question above as I am also looking for additional material on what compliance requirements should be implemented for public companies. Do you recall the presentation that you were listening to that discussed the IPO considerations?

    Thank you, 

    Lakesha Debardelaben



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    Lakesha Debardelaben
    Compliance Analyst
    Aledade, Inc.
    Little Rock,AR
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    SCCE Membership