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Compliance requirements for private vs. public company?

  • 1.  Compliance requirements for private vs. public company?

    Posted 9 days ago
    I'm wondering if/how compliance requirements differ between privately held vs. public companies. I recall a recent presentation that included a discussion about IPO considerations, with the point that a Code of Conduct is an SEC (or whoever) requirement - which causes me to ask: are there others? Does anyone know of resources to get a better understanding of differing requirements as determined by company ownership structure? TIA! 

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    Mary Anne Lang, MSN, CHC
    Senior Manager, Customer Service & Compliance
    Lingraphica
    Gambrills,MD
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    SCCE Membership