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Library Entry
Compliance/Ethics Programs Risk Assessments

The presentation covers why to conduct risk assessment, objectives and goals for risk assessment, as well as the underlying components and current processes of risk management. A number of charts are used to display answers to pressing questions regarding the present state of risk assessment...

Compliance_Ethics_Program_Risk_Assessment.pdf


Library Entry
Compliance/Ethics Programs Risk Assessments

The presentation covers why to conduct risk assessment, objectives and goals for risk assessment, as well as the underlying components and current processes of risk management. A number of charts are used to display answers to pressing questions regarding the present state of risk assessment...

Compliance_Ethics_Program_Risk_Assessment1.pdf


Library Entry
The Business Case: Ethics, Compliance and Risk

Key areas of focus:• How ethics and...outcomes of effective ethics, compliance and...#compliance #risk #ethics #business

Business_Case_Ethics_Compliance_Risk.pdf


Library Entry
16 Steps for an Anti-Corruption Compliance and Ethics Program

This brief piece on anti-corruption compliance programs was prepared for a panel discussion in Manila dealing with corruption. #International #FCPA #compliance #International #HealthCare #program #anti-corruption

16 steps for Anti-bribery compliance.doc






Library Entry
Too Close for Comfort: Can internal auditors maintain independence and objectivity when the audit and compliance functions are combined?

Attached is a Governance Perspectives article from Internal Auditor which discusses the issue of a dual internal audit and compliance & function. #compliance #Articles #InternalAudit

Governance Perspectives Feb2011.pdf


Library Entry
Why Cities, States and Municipalities Need Compliance Programs

Overview:• Basic elements of a compliance program in the city/state/municipality structure• Impact of Federal Sentencing Guidelines• Barriers, challenges and opportunities for compliance officer• Implementation #Government #compliance #state #municipality #government #city

City_State_Municipality_Compliance_Programs.pdf