Let’s face it: policy management is like eating your vegetables...But in reality, quality policy creation, dissemination, and continuous management are crucial to any organization
Article on how specific elements of ethical leadership and management practices, and development of a positive, values-based organizational culture, have been shown by behavioral scientists to impact compliance outcomes
Modeling The Message Downloadable2.doc
Contents: Preface One: Introduction The importance of internal control and risk management 1-4 Objectives of the guidance 5-6 Internal control requirements of the Combined Code 7-12 Groups of companies 13 The Appendix 14 Two: Maintaining a sound system of internal control Responsibilities 15-18 Elements of a sound system of internal control 19-23 Three: Reviewing the effectiveness of internal control Responsibilities 24-25 The process for reviewing effectiveness 26-32 Four: The board’s statement on internal control 33-38 Five: Appendix Assessing the effectiveness of the company’s risk and control processes #Internal #Control #compliance #board
The presentation covers why to conduct risk assessment, objectives and goals for risk assessment, as well as the underlying components and current processes of risk management
Outline • The US Electric Utility Industry – A Snapshot • Electric Utility Compliance – The Scope and Scale of the Challenge • COSO – The Basis of a Compliance Framework Model • A Simple Compliance Process (KISS) • A Role for Technology • Conclusions #utilities #compliance
Introduction The internal corporate investigation is more common today than ever. Enron, Arthur Andersen and other examples of alleged corporate misconduct fill the news. Even an unsubstantiated allegation of corporate misconduct or fraud will cause companies to investigate themselves, their...
Attached is a Governance Perspectives article from Internal Auditor which discusses the issue of a dual internal audit and compliance & function. #compliance #Articles #InternalAudit
Governance Perspectives Feb2011.pdf
In your hands is the first draft of what we hope to be a lasting and helpful document for compliance professionals worldwide. SCCE has gathered documents from governments far and wide, all requiring or strongly suggesting the need for corporate compliance programs for companies operating within...
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AGENDA -Laws and Environment -Application of laws, agency actions and guidance to policy development and organizational education. -Auditing hospital/physician financial relationships HCCA, 2009 #hospital #Physician #compliance
Attached is an updated report from the Acting General Counsel concerning social media cases within the last year (2011). #NLRB #CoreInfo #socialmediapolicy #socialmedia #compliance #InternalControls #Communication #report #News
Report of the Acting General Counsel Concerning Social Media Cases.doc.pdf
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